Order Rule

Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

National Securities Exchanges, NYSE Amex (NYSEAmex)

Title

Release Number

34-60520

SEC Issue Date

Aug. 18, 2009

Federal Register Publish Date

Aug. 26, 2009

Document Citation

74 FR 43176

Resources

Notice Rule: SEC Issued Version (pdf 57.4 KB)

Notice Rule: Federal Register Version

Rel. No. 34-60741

Last Reviewed or Updated: Aug. 18, 2009

Resources

Order Rule: SEC Issued Version (pdf 34.09 KB)

Order Rule: Federal Register Version

Rel. No. 34-60520

Details

Public Comments Due

Sept. 16, 2009

File Number

SR-NYSEAmex-2009-45

Rule Type

Order

Release Number

34-60741

SEC Issue Date

Sept. 29, 2009

Federal Register Publish Date

Oct. 6, 2009

Document Citation

74 FR 51350

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

Resources

Resources

Details

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Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

Notice Rule (34-60520)

Resources

Resources

Details