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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

National Securities Exchanges, NYSE American LLC (NYSEAMER)

Last Reviewed or Updated: May 16, 2019

Resources

Notice Rule: SEC Issued Version (pdf 147.29 KB)

Notice Rule: Federal Register Version

Exhibit 3a

Exhibit 3b

Exhibit 5

Details

File Number

SR-NYSEAMER-2019-17

Rule Type

Notice

Release Number

34-85875

SEC Issue Date

May 16, 2019

Federal Register Publish Date

May 22, 2019

Document Citation

84 FR 23591

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

Resources

Details