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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules

National Securities Exchanges, NYSE American LLC (NYSEAMER)

Last Reviewed or Updated: Aug. 17, 2017

Resources

Notice Rule: SEC Issued Version (pdf 208.44 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 13, 2017

File Number

SR-NYSEAMER-2017-06

Rule Type

Notice

Release Number

34-81418

SEC Issue Date

Aug. 17, 2017

Federal Register Publish Date

Aug. 23, 2017

Document Citation

82 FR 40051

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules

Resources

Details