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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2020-76

Last Reviewed or Updated: Sept. 28, 2020

Resources

Notice Rule: SEC Issued Version (pdf 174.48 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 23, 2020

File Number

SR-NYSE-2020-76

Rule Type

Notice

Release Number

34-90024

SEC Issue Date

Sept. 28, 2020

Federal Register Publish Date

Oct. 2, 2020

Document Citation

85 FR 62353

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

Public Comments

Resources

Details