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Notice Rule

Notice of Filing and Immediate Effectiveness of Amendments To Rules Regarding Qualification, Registration and Continuing Education Applicable to Members and Member Organizations

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2018-44

Last Reviewed or Updated: Oct. 2, 2018

Resources

Notice Rule: SEC Issued Version (pdf 216.6 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 30, 2018

File Number

SR-NYSE-2018-44

Rule Type

Notice

Release Number

34-84336

SEC Issue Date

Oct. 2, 2018

Federal Register Publish Date

Oct. 9, 2018

Document Citation

83 FR 50727

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Amendments To Rules Regarding Qualification, Registration and Continuing Education Applicable to Members and Member Organizations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Amendments To Rules Regarding Qualification, Registration and Continuing Education Applicable to Members and Member Organizations

Public Comments

Resources

Details