Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Text of Current Rule 8313; Amending Rules Relating to the Imposition of Temporary and Current Cease and Desist Orders to Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 9310

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Aug. 24, 2016

Resources

Public Comments Due

Sept. 20, 2016

File Number

SR-NYSE-2016-40

Rule Type

Notice

Release Number

34-78664

SEC Issue Date

Aug. 24, 2016

Federal Register Publish Date

Aug. 30, 2016

Document Citation

81 FR 59678