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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: March 23, 2016

Resources

Notice Rule: SEC Issued Version (pdf 32.68 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

April 19, 2016

File Number

SR-NYSE-2016-23

Rule Type

Notice

Release Number

34-77434

SEC Issue Date

March 23, 2016

Federal Register Publish Date

March 29, 2016

Document Citation

81 FR 17532

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest

Resources

Details