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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Jan. 7, 2016

Resources

Notice Rule: SEC Issued Version (pdf 177.71 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 3, 2016

File Number

SR-NYSE-2016-07

Rule Type

Notice

Release Number

34-76845

SEC Issue Date

Jan. 7, 2016

Federal Register Publish Date

Jan. 13, 2016

Document Citation

81 FR 1668

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction

Resources

Details