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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Nov. 6, 2014

Resources

Notice Rule: SEC Issued Version (pdf 163.54 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 4, 2014

File Number

SR-NYSE-2014-56

Rule Type

Notice

Release Number

34-73554

SEC Issue Date

Nov. 6, 2014

Federal Register Publish Date

Nov. 13, 2014

Document Citation

79 FR 67508

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes

Resources

Details