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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Certain Transactions Involving Floor Brokers

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Aug. 6, 2014

Resources

Notice Rule: SEC Issued Version (pdf 40.78 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 2, 2014

File Number

SR-NYSE-2014-41

Rule Type

Notice

Release Number

34-72778

SEC Issue Date

Aug. 6, 2014

Federal Register Publish Date

Aug. 12, 2014

Document Citation

79 FR 47163

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Certain Transactions Involving Floor Brokers

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Certain Transactions Involving Floor Brokers

Resources

Details