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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: April 22, 2014

Resources

Notice Rule: SEC Issued Version (pdf 82.77 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 19, 2014

File Number

SR-NYSE-2014-21

Rule Type

Notice

Release Number

34-71989

SEC Issue Date

April 22, 2014

Federal Register Publish Date

April 28, 2014

Document Citation

79 FR 23391

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

Resources

Details