Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Jan. 23, 2013

Resources

Notice Rule: SEC Issued Version (pdf 74.5 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 19, 2013

File Number

SR-NYSE-2013-04

Rule Type

Notice

Release Number

34-68709

SEC Issue Date

Jan. 23, 2013

Federal Register Publish Date

Jan. 29, 2013

Document Citation

78 FR 6160

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

Resources

Details