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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 18, 2011

Resources

Notice Rule: SEC Issued Version (pdf 46.83 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 12, 2011

File Number

SR-NYSE-2011-34

Rule Type

Notice

Release Number

34-64904

SEC Issue Date

July 18, 2011

Federal Register Publish Date

July 22, 2011

Document Citation

76 FR 44073

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

Resources

Details