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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Conforming Certain of Its Financial Responsibility and Related Operational Rules to a Recently-Approved Financial Industry Regulatory Authority Rule Change

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 14, 2011

Resources

Notice Rule: SEC Issued Version (pdf 55.44 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 10, 2011

File Number

SR-NYSE-2011-33

Rule Type

Notice

Release Number

34-64888

SEC Issue Date

July 14, 2011

Federal Register Publish Date

July 20, 2011

Document Citation

76 FR 43366

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Conforming Certain of Its Financial Responsibility and Related Operational Rules to a Recently-Approved Financial Industry Regulatory Authority Rule Change

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Conforming Certain of Its Financial Responsibility and Related Operational Rules to a Recently-Approved Financial Industry Regulatory Authority Rule Change

Resources

Details