Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Sept. 6, 2007

Resources

Notice Rule: SEC Issued Version (pdf 231.63 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 3, 2007

File Number

SR-NYSE-2007-81

Rule Type

Notice

Release Number

34-56370

SEC Issue Date

Sept. 6, 2007

Federal Register Publish Date

Sept. 12, 2007

Document Citation

72 FR 52188

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)

Resources

Details