Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination ("Series 12")

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

View Received Comments

Last Reviewed or Updated: April 25, 2007

Resources

Notice Rule: SEC Issued Version (pdf 184.67 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 23, 2007

File Number

SR-NYSE-2007-41

Rule Type

Notice

Release Number

34-55670

SEC Issue Date

April 25, 2007

Federal Register Publish Date

May 2, 2007

Document Citation

72 FR 24350

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination ("Series 12")

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination ("Series 12")

Public Comments

Resources

Details