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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 4, 2007

Resources

Notice Rule: SEC Issued Version (pdf 229.61 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 2, 2008

File Number

SR-NYSE-2007-109

Rule Type

Notice

Release Number

34-56895

SEC Issue Date

Dec. 4, 2007

Federal Register Publish Date

Dec. 11, 2007

Document Citation

72 FR 70363

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization

Resources

Details