Notice Rule

Notice of Filing of Proposed Rule Changes To Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Last Reviewed or Updated: Jan. 9, 2007

Public Comments Due

March 5, 2007

File Number

SR-NYSE-2006-78

Rule Type

Notice

Release Number

34-55072

SEC Issue Date

Jan. 9, 2007

Federal Register Publish Date

Jan. 17, 2007

Document Citation

72 FR 2058