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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

View Received Comments

Last Reviewed or Updated: Nov. 30, 2006

Resources

Notice Rule: SEC Issued Version (pdf 63.93 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 29, 2006

File Number

SR-NYSE-2006-105

Rule Type

Notice

Release Number

34-54850

SEC Issue Date

Nov. 30, 2006

Federal Register Publish Date

Dec. 8, 2006

Document Citation

71 FR 71217

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

Public Comments

Resources

Details