Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Proposed New Rules 342.24 ("Annual Branch Office Inspection") and 342.25 ("Risk-Based Surveillance and Branch Office Identification") to Permit Member Organizations to Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 ("Criteria for Inspection Programs")

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Proposed New Rules 342.24 ("Annual Branch Office Inspection") and 342.25 ("Risk-Based Surveillance and Branch Office Identification") to Permit Member Organizations to Classi
Release Number
34-53689
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 24881

Resources

Notice Rule: SEC Issued Version (pdf 76.85 KB)
Notice Rule: Federal Register Version
Rel. No. 34-53983

Last Reviewed or Updated: April 20, 2006