Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title

Release Number

34-54491

SEC Issue Date

Sept. 22, 2006

Federal Register Publish Date

Oct. 2, 2006

Document Citation

71 FR 58032

Resources

Notice Rule: SEC Issued Version (pdf 57.38 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54904

Last Reviewed or Updated: Sept. 22, 2006

Resources

Order Rule: SEC Issued Version (pdf 44.21 KB)

Order Rule: Federal Register Version

Rel. No. 34-54491

Details

Public Comments Due

Oct. 23, 2006

File Number

SR-NYSE-2005-09

Rule Type

Order

Release Number

34-54904

SEC Issue Date

Dec. 8, 2006

Federal Register Publish Date

Dec. 15, 2006

Document Citation

71 FR 75600

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure

Notice Rule (34-54491)

Resources

Resources

Details