Notice Rule

Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings ("IPOs")

National Securities Exchanges, New York Stock Exchange LLC (NYSE)
Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

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Title
Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings
Release Number
34-50896
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 77804

Resources

Notice Rule: SEC Issued Version (pdf 367.37 KB)
Notice Rule: Federal Register Version
Rel. No. 34-51039
Rel. No. 34-63010
Rel. No. 34-61690
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Last Reviewed or Updated: Dec. 20, 2004