Order Rule

Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, National Stock Exchange (NSX)

Title

Release Number

34-79933

SEC Issue Date

Feb. 2, 2017

Federal Register Publish Date

Feb. 8, 2017

Document Citation

82 FR 9942

Resources

Notice Rule: SEC Issued Version (pdf 160.25 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-79933

Last Reviewed or Updated: Aug. 31, 2023

Resources

Order Rule: SEC Issued Version (pdf 409.64 KB)

Order Rule: Federal Register Version

Rel. No. 34-79949

Rel. No. 34-79932

Rel. No. 34-79953

Rel. No. 34-79950

Rel. No. 34-79967

Rel. No. 34-79937

Rel. No. 34-79938

Rel. No. 34-79935

Rel. No. 34-79960

Rel. No. 34-79907

Rel. No. 34-79909

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Rel. No. 34-79944

Rel. No. 34-79927

Rel. No. 34-79962

Rel. No. 34-79933

Rel. No. 34-79965

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements

Details

Public Comments Due

March 1, 2017

File Number

SR-NSX-2017-03

Rule Type

Order

Release Number

34-80256

SEC Issue Date

March 15, 2017

Federal Register Publish Date

March 21, 2017

Document Citation

82 FR 14526

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Resources

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Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Notice Rule (34-79933)

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