Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Stock Exchange To Adopt an Anti-Money Laundering Compliance Program

National Securities Exchanges, National Stock Exchange (NSX)

Title

Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Stock Exchange To Adopt an Anti-Money Laundering Compliance Program

Release Number

34-50198

SEC Issue Date

Aug. 13, 2004

Federal Register Publish Date

Aug. 20, 2004

Document Citation

69 FR 51739

Resources

Notice Rule: SEC Issued Version (pdf 146.92 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50475

Last Reviewed or Updated: Aug. 13, 2004

Resources

Order Rule: SEC Issued Version (pdf 16.79 KB)

Order Rule: Federal Register Version

Rel. No. 34-50198

Details

File Number

SR-NSX-2004-02

Rule Type

Order

Release Number

34-50475

SEC Issue Date

Sept. 30, 2004

Federal Register Publish Date

Oct. 6, 2004

Document Citation

69 FR 59977