Notice Rule

Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes

Registered Clearing Agencies, National Securities Clearing Corporation (NSCC-AN)

Public Comments

Submit a Comment on SR-NSCC-2016-803

Title

Notice of No Objection to Advance Notice Filing to Accelerate its Trade Guaranty, Add New Clearing Fund Components, Enhance its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes

Release Number

34-79592

SEC Issue Date

Dec. 19, 2016

Federal Register Publish Date

Dec. 23, 2016

Document Citation

81 FR 94448

Resources

Notice Rule: SEC Issued Version (pdf 333.16 KB)

Notice Rule: Federal Register Version

Rel. No. 34-79391

Last Reviewed or Updated: Nov. 23, 2016

Resources

Notice Rule: SEC Issued Version (pdf 263.33 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 15, 2016

File Number

SR-NSCC-2016-803

Rule Type

Notice

Release Number

34-79391

SEC Issue Date

Nov. 23, 2016

Federal Register Publish Date

Nov. 30, 2016

Document Citation

81 FR 86348

Rules & Regulations

Enforcement & Litigation

Compliance

Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes

Public Comments

Resources

Resources

Details

More in this Section

Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes

Public Comments

Notice Rule (34-79592)

Resources

Resources

Details