Notice Rule

Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service

Registered Clearing Agencies, National Securities Clearing Corporation

Public Comments

Submit a Comment on SR-NSCC-2015-004

Title

Order Approving Proposed Rule Change To Require Real-Time Trade Submission and To Prohibit Pre-Netting Practices Through NSCC's Correspondent Clearing Service

Release Number

34-76462

SEC Issue Date

Nov. 17, 2015

Federal Register Publish Date

Nov. 23, 2015

Document Citation

80 FR 73029

Resources

Order Rule: SEC Issued Version (pdf 53.16 KB)

Order Rule: Federal Register Version

Rel. No. 34-76099

Last Reviewed or Updated: Oct. 7, 2015

Resources

Notice Rule: SEC Issued Version (pdf 199.97 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 4, 2015

File Number

SR-NSCC-2015-004

Rule Type

Notice

Release Number

34-76099

SEC Issue Date

Oct. 7, 2015

Federal Register Publish Date

Oct. 14, 2015

Document Citation

80 FR 61860

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service

Public Comments

Order Rule (34-76462)

Resources

Resources

Details