Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 53 of Its Rules and Procedures Relating to the Alternative Investment Product Services To Standardize and Automate the Method by Which Registered AIP Broker-Dealer Members Meet Their Good Control Location Obligations for Uncertificated Securities

Registered Clearing Agencies, National Securities Clearing Corporation

Last Reviewed or Updated: March 21, 2012

Resources

Public Comments Due

April 17, 2012

File Number

SR-NSCC-2012-04

Rule Type

Notice

Release Number

34-66635

SEC Issue Date

March 21, 2012

Federal Register Publish Date

March 27, 2012

Document Citation

77 FR 18283