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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company

Registered Clearing Agencies, National Securities Clearing Corporation

Last Reviewed or Updated: Jan. 27, 2009

Resources

Notice Rule: SEC Issued Version (pdf 36.38 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 23, 2009

File Number

SR-NSCC-2008-12

Rule Type

Notice

Release Number

34-59302

SEC Issue Date

Jan. 27, 2009

Federal Register Publish Date

Feb. 2, 2009

Document Citation

74 FR 5879

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company

Resources

Details