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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service

Registered Clearing Agencies, National Securities Clearing Corporation

Last Reviewed or Updated: Feb. 9, 2007

Resources

Notice Rule: SEC Issued Version (pdf 59.91 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 13, 2007

File Number

SR-NSCC-2006-16

Rule Type

Notice

Release Number

34-55267

SEC Issue Date

Feb. 9, 2007

Federal Register Publish Date

Feb. 20, 2007

Document Citation

72 FR 7791

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service

Resources

Details