Order Rule

Notice of Filing of Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Registered Clearing Agencies, National Securities Clearing Corporation

Title

Release Number

34-51541

SEC Issue Date

April 13, 2005

Federal Register Publish Date

April 20, 2005

Document Citation

70 FR 20609

Resources

Notice Rule: SEC Issued Version (pdf 120.98 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51753

Last Reviewed or Updated: April 13, 2005

Resources

Order Rule: SEC Issued Version (pdf 20.39 KB)

Order Rule: Federal Register Version

Rel. No. 34-51541

Details

File Number

SR-NSCC-2005-02

Rule Type

Order

Release Number

34-51753

SEC Issue Date

May 27, 2005

Federal Register Publish Date

June 6, 2005

Document Citation

70 FR 32859

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Resources

Resources

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Notice of Filing of Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Notice Rule (34-51541)

Resources

Resources

Details