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Order Rule

Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires

Registered Clearing Agencies, National Securities Clearing Corporation

Last Reviewed or Updated: March 11, 2005

Resources

Order Rule: SEC Issued Version (pdf 70.74 KB)

Order Rule: Federal Register Version

Details

File Number

SR-NSCC-2003-11

Rule Type

Order

Release Number

34-51362

SEC Issue Date

March 11, 2005

Federal Register Publish Date

March 21, 2005

Document Citation

70 FR 13562

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires

Resources

Details

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Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires

Resources

Details