Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice Regarding Customer Information and Risk Disclosure

Securities Futures Associations, National Futures Association

Last Reviewed or Updated: Aug. 4, 2010

Resources

Notice Rule: SEC Issued Version (pdf 79.77 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 31, 2010

File Number

SR-NFA-2010-03

Rule Type

Notice

Release Number

34-62651

SEC Issue Date

Aug. 4, 2010

Federal Register Publish Date

Aug. 10, 2010

Document Citation

75 FR 48393

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Regarding Customer Information and Risk Disclosure

Resources

Details

More in this Section

Notice Regarding Customer Information and Risk Disclosure

Resources

Details