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Notice Rule

Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements)

Securities Futures Associations, National Futures Association

Last Reviewed or Updated: May 4, 2007

Resources

Notice Rule: SEC Issued Version (pdf 63.75 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 1, 2007

File Number

SR-NFA-2007-03

Rule Type

Notice

Release Number

34-55710

SEC Issue Date

May 4, 2007

Federal Register Publish Date

May 11, 2007

Document Citation

72 FR 26858

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements)

Resources

Details

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Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements)

Resources

Details