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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems

Securities Futures Associations, National Futures Association

Last Reviewed or Updated: May 18, 2023

Resources

Notice Rule: SEC Issued Version (pdf 51.91 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 29, 2007

File Number

SR-NFA-2006-05

Rule Type

Notice

Release Number

34-54979

SEC Issue Date

Dec. 20, 2006

Federal Register Publish Date

Jan. 12, 2007

Document Citation

72 FR 1579

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems

Resources

Details