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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Interpretive Notice to Bylaw 1101 and Compliance Rules 2-9 and 2-29

Securities Futures Associations, National Futures Association

Last Reviewed or Updated: May 18, 2023

Resources

Notice Rule: SEC Issued Version (pdf 177.23 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 5, 2004

File Number

SR-NFA-2004-02

Rule Type

Notice

Release Number

34-50497

SEC Issue Date

Oct. 6, 2004

Federal Register Publish Date

Oct. 15, 2004

Document Citation

69 FR 61276

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Interpretive Notice to Bylaw 1101 and Compliance Rules 2-9 and 2-29

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Interpretive Notice to Bylaw 1101 and Compliance Rules 2-9 and 2-29

Resources

Details