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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2025-076

Last Reviewed or Updated: Sept. 30, 2025

Resources

Notice Rule: SEC Issued Version (pdf 175.83 KB)

Exhibit 5

Details

Public Comments Due

Oct. 21, 2025

File Number

SR-NASDAQ-2025-076

Rule Type

Notice

Release Number

34-104047

SEC Issue Date

Sept. 25, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details