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Notice Rule

Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

View Received Comments

Release Number

34-98878

SEC Issue Date

Nov. 7, 2023

Resources

Notice Rule: SEC Issued Version (pdf 128.47 KB)

Last Reviewed or Updated: Oct. 2, 2024

Resources

Notice Rule: SEC Issued Version (pdf 103.86 KB)

Exhibit 5

Details

File Number

SR-NASDAQ-2023-036

Rule Type

Notice

Release Number

34-98489

SEC Issue Date

Sept. 22, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753

Public Comments

Notice Rule (34-98878)

Resources

Resources

Details