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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2021-071

Last Reviewed or Updated: Sept. 10, 2021

Resources

Notice Rule: SEC Issued Version (pdf 215.19 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 7, 2021

File Number

SR-NASDAQ-2021-071

Rule Type

Notice

Release Number

34-92937

SEC Issue Date

Sept. 10, 2021

Federal Register Publish Date

Sept. 16, 2021

Document Citation

86 FR 51690

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook

Public Comments

Resources

Details