Notice Rule

Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2021-065

Title
Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series
Release Number
34-93277
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 57227

Resources

Order Rule: SEC Issued Version (pdf 149.37 KB)
Order Rule: Federal Register Version

Last Reviewed or Updated: Aug. 27, 2021