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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2021-064

Last Reviewed or Updated: Aug. 24, 2021

Resources

Notice Rule: SEC Issued Version (pdf 343.48 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 20, 2021

File Number

SR-NASDAQ-2021-064

Rule Type

Notice

Release Number

34-92738

SEC Issue Date

Aug. 24, 2021

Federal Register Publish Date

Aug. 30, 2021

Document Citation

86 FR 48455

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts

Public Comments

Resources

Details