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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 7: Consolidated Audit Trail Compliance, the Exchange's Compliance Rule

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2020-099

Last Reviewed or Updated: Dec. 31, 2020

Resources

Notice Rule: SEC Issued Version (pdf 196.54 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 27, 2021

File Number

SR-NASDAQ-2020-099

Rule Type

Notice

Release Number

34-90837

SEC Issue Date

Dec. 31, 2020

Federal Register Publish Date

Jan. 6, 2021

Document Citation

86 FR 662

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 7: Consolidated Audit Trail Compliance, the Exchange's Compliance Rule

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 7: Consolidated Audit Trail Compliance, the Exchange's Compliance Rule

Public Comments

Resources

Details