Notice Rule

Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2020-017

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Title

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rule 5704

Release Number

34-89823

SEC Issue Date

Sept. 10, 2020

Federal Register Publish Date

Sept. 16, 2020

Document Citation

85 FR 57895

Resources

Notice Rule: SEC Issued Version (pdf 117.83 KB)

Notice Rule: Federal Register Version

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Nasdaq Rule 5704

Release Number

34-90355

SEC Issue Date

Nov. 5, 2020

Federal Register Publish Date

Nov. 12, 2020

Document Citation

85 FR 71977

Resources

Order Rule: SEC Issued Version (pdf 172.57 KB)

Order Rule: Federal Register Version

View Received Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Nasdaq Rule 5704

Release Number

34-90994

SEC Issue Date

Jan. 26, 2021

Federal Register Publish Date

Feb. 1, 2021

Document Citation

86 FR 7750

Resources

Notice Rule: SEC Issued Version (pdf 122.23 KB)

Notice Rule: Federal Register Version

Title

Order Disapproving a Proposed Rule Change To Amend Nasdaq Rule 5704

Release Number

34-91446

SEC Issue Date

March 31, 2021

Federal Register Publish Date

April 6, 2021

Document Citation

86 FR 17871

Resources

Order Rule: SEC Issued Version (pdf 169.67 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Aug. 4, 2020

Resources

Notice Rule: SEC Issued Version (pdf 897.94 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 28, 2020

File Number

SR-NASDAQ-2020-017

Rule Type

Notice

Release Number

34-89464

SEC Issue Date

Aug. 4, 2020

Federal Register Publish Date

Aug. 7, 2020

Document Citation

85 FR 48012

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704

Public Comments

Resources

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More in this Section

Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704

Public Comments

Notice Rule (34-89823)

Resources

Order Rule (34-90355)

Resources

Notice Rule (34-90994)

Resources

Order Rule (34-91446)

Resources

Resources

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