Notice Rule

Notice of Filing of Proposed Rule Change To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges
Release Number
34-88516
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 19042

Last Reviewed or Updated: Feb. 13, 2020