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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled "Off-Exchange RWA Transfers" at Options 6, Section 6

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2019-097

Last Reviewed or Updated: Dec. 20, 2019

Resources

Notice Rule: SEC Issued Version (pdf 182.35 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 21, 2020

File Number

SR-NASDAQ-2019-097

Rule Type

Notice

Release Number

34-87820

SEC Issue Date

Dec. 20, 2019

Federal Register Publish Date

Dec. 30, 2019

Document Citation

84 FR 72056

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled "Off-Exchange RWA Transfers" at Options 6, Section 6

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled "Off-Exchange RWA Transfers" at Options 6, Section 6

Public Comments

Resources

Details