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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 4120(c)(9)

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Sept. 3, 2019

Resources

Notice Rule: SEC Issued Version (pdf 125.25 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 30, 2019

File Number

SR-NASDAQ-2019-066

Rule Type

Notice

Release Number

34-86857

SEC Issue Date

Sept. 3, 2019

Federal Register Publish Date

Sept. 9, 2019

Document Citation

84 FR 47334

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 4120(c)(9)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 4120(c)(9)

Resources

Details