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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d)

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Aug. 27, 2019

Resources

Notice Rule: SEC Issued Version (pdf 149.96 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 24, 2019

File Number

SR-NASDAQ-2019-065

Rule Type

Notice

Release Number

34-86774

SEC Issue Date

Aug. 27, 2019

Federal Register Publish Date

Sept. 3, 2019

Document Citation

84 FR 46075

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d)

Resources

Details