Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rule 4121

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2019-057

Title

Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4121

Release Number

34-86875

SEC Issue Date

Sept. 5, 2019

Federal Register Publish Date

Sept. 11, 2019

Document Citation

84 FR 47998

Resources

Notice Rule: SEC Issued Version (pdf 81.32 KB)

Notice Rule: Federal Register Version

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 4121

Release Number

34-87391

SEC Issue Date

Oct. 23, 2019

Federal Register Publish Date

Oct. 29, 2019

Document Citation

84 FR 57929

Resources

Order Rule: SEC Issued Version (pdf 182.75 KB)

Order Rule: Federal Register Version

Title

Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4121

Release Number

34-87995

SEC Issue Date

Jan. 16, 2020

Federal Register Publish Date

Jan. 23, 2020

Document Citation

85 FR 4006

Resources

Notice Rule: SEC Issued Version (pdf 121.95 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: July 19, 2019

Resources

Notice Rule: SEC Issued Version (pdf 156.58 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 15, 2019

File Number

SR-NASDAQ-2019-057

Rule Type

Notice

Release Number

34-86412

SEC Issue Date

July 19, 2019

Federal Register Publish Date

July 25, 2019

Document Citation

84 FR 35900

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 4121

Public Comments

Resources

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rule 4121

Public Comments

Notice Rule (34-86875)

Resources

Order Rule (34-87391)

Resources

Notice Rule (34-87995)

Resources

Resources

Details