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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: May 31, 2019

Resources

Notice Rule: SEC Issued Version (pdf 125.1 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 27, 2019

File Number

SR-NASDAQ-2019-046

Rule Type

Notice

Release Number

34-85987

SEC Issue Date

May 31, 2019

Federal Register Publish Date

June 6, 2019

Document Citation

84 FR 26498

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules

Resources

Details