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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2018-093

Last Reviewed or Updated: Nov. 20, 2018

Resources

Notice Rule: SEC Issued Version (pdf 118.4 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 18, 2018

File Number

SR-NASDAQ-2018-093

Rule Type

Notice

Release Number

34-84638

SEC Issue Date

Nov. 20, 2018

Federal Register Publish Date

Nov. 27, 2018

Document Citation

83 FR 60909

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules

Public Comments

Resources

Details