Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Related Rules of Nasdaq PHLX LLC

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Last Reviewed or Updated: Oct. 3, 2018

Public Comments Due

Oct. 31, 2018

File Number

SR-NASDAQ-2018-066

Rule Type

Notice

Release Number

34-84355

SEC Issue Date

Oct. 3, 2018

Federal Register Publish Date

Oct. 10, 2018

Document Citation

83 FR 51015